Professor Elam

Thursday May 21, 2015

I always say that every spring when it is time to teach ethics, I never run out  of new examples. 

Here is how you make the Barron's Top  100 financial Advisor List.

Have an affair with a wealthy client, run 12,000 unauthorized trades in five years through his account generating $40  M in commissions, and then let the Bank defend you. 

Ami Forte at right is making big headlines for all the wrong reasons. The widow is suing Morgan Stanley, big time. 

I hope we will not see any TAMUSA grads in this situation.