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RSM Responds to $3.75M SEC Fine & A Few Other Items

Monday Oct 3 2022

RSM responds to recent fine

SEC statement on 3.75 M fine

https://www.sec.gov/news/press-release/2022-180

Independence Rule fine

https://finance.yahoo.com/news/sec-fines-audit-firm-rsm-174848622.html?fr=yhssrp_catchall

Improper Professional Conduct Fine

https://www.sec.gov/enforce/34-88287-s

 

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